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FINRA Awards for Los Angeles, CA

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Displaying 1,691-1,694 out of 1,694 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0318508/20/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Elias Lopez-Hakimian
Respondent Lawyers(s): Daniel L. Hitzke
Arbitrator(s): Dennis A. Torres, Robert C. Albini, Paul Frederick Meyer
Hearing Site: Los Angeles, CA
$0
06-0341608/17/2007Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Alan Wise
Respondent Lawyers(s): Alan K. Wise
Arbitrator(s): Larry Haugaard, James P. Murphy, Ivan Claman
Hearing Site: Los Angeles, CA
$0
06-0535408/14/2007Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Nelvine Ocampo
Respondent Lawyers(s): Irving M. Einhorn
Arbitrator(s): Richard J. Stall, Norman Cousins Sasamori, Randall N. Kirk
Hearing Site: Los Angeles, CA
$0
07-0005608/09/2007Claimant(s): Welch Family Trust dtd 10/31/91
Claimant Lawyers(s): Chris Rolin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$150

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