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FINRA Awards for John Warner Lowe

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0158504/08/2022Claimant(s): Nicolas Lumermann
Claimant Lawyers(s): Lance J. Gotko
Respondent(s): Morgan Stanley, Victor Tsutsumi, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Alan Wills Borst, Harvey E. Benjamin, John Warner Lowe
Hearing Site: New York, NY
20-0369808/06/2021Claimant(s): Tobias Lenza
Claimant Lawyers(s): Anthony A. Lenza
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): David S. Richan
Arbitrator(s): Mary Julia O'Connell, Hashim Ghadiali, John Warner Lowe
Hearing Site: New York, NY
Checkmark Icon$0
18-0241811/15/2019Claimant(s): Steven Bender
Claimant Lawyers(s): Steven L. Bender
Respondent(s): Dominick & Dickerman LLC
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): Keely D. Parr, Anna Lascar, John Warner Lowe
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206/12504

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