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FINRA Awards for Adam J. Weinstein

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0207906/23/2015Claimant(s): Muriel Sturm
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Christopher J. Scanlon
Arbitrator(s): Romaine L. Gardner, Jack Friedman, Ellyn S. Roth
Hearing Site: New York, NY
Checkmark Icon$30,000
14-0090403/11/2015Claimant(s): Antoinette Wilkerson, Bruce Wilkerson, Wilkerson Family Education Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Resource Horizons Group LLC
Respondent Lawyers(s): Kelly S. Miller
Arbitrator(s): Fred M. Ridolphi, Lita S Menkin, A.J. Seier
Hearing Site: Nashville, TN
Checkmark Icon$2,623,000
13-0308710/24/2014Claimant(s): Beverly S. Krosky
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Howard D. Jacob, Kevin P. Feerick, Robert Clifford Boneberg
Hearing Site: New York, NY
Checkmark IconExpungement

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