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FINRA Awards for Rafael A. Porrata-Doria

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0346108/14/2013Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
10-0148407/07/2011Claimant(s): O. Robert Marino & Linda Marino
Claimant Lawyers(s): Henry I. Pass
Respondent(s): Klaus Miller, Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc., The Hoey Group
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Rafael A. Porrata-Doria, John J. Jordan, Howard B. Scherer
Hearing Site: Philadelphia, PA
Checkmark IconExpungement
09-0358812/22/2009Claimant(s): Helene Intraub
Claimant Lawyers(s): Helene Intraub
Respondent(s): TIAA-Cref Individual & Institutional Svs
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
Checkmark Icon$11,723
07-0326809/12/2008Claimant(s): Scott Champion
Claimant Lawyers(s): Steven T. Stern
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA

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