11-03461 | 08/14/2013 | Claimant(s): Susan Poller-Newman Claimant Lawyers(s): Christopher C. Coss Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): James P. McLaughlin Arbitrator(s): Philip S. Cottone, Rafael A. Porrata-Doria, Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
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10-01484 | 07/07/2011 | Claimant(s): O. Robert Marino & Linda Marino Claimant Lawyers(s): Henry I. Pass Respondent(s): Klaus Miller, Banc of America Securities LLC, Merrill Lynch Pierce Fenner & Smith Inc., The Hoey Group Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Rafael A. Porrata-Doria, John J. Jordan, Howard B. Scherer Hearing Site: Philadelphia, PA
| | Expungement |
09-03588 | 12/22/2009 | Claimant(s): Helene Intraub Claimant Lawyers(s): Helene Intraub Respondent(s): TIAA-Cref Individual & Institutional Svs Respondent Lawyers(s): Carranza M. Pryor Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA
| | $11,723 |
07-03268 | 09/12/2008 | Claimant(s): Scott Champion Claimant Lawyers(s): Steven T. Stern Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA
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