10-04841 | 09/07/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Natalie M. Blanke Respondent(s): Arra Poghossian Respondent Lawyers(s): Arra Poghossian Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
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09-03836 | 12/02/2010 | Claimant(s): Dennis E. Flynn IRA Claimant Lawyers(s): Chris D. Barski Respondent(s): Bryan Dunn, UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Richard D. Fincher, W. Michael Kelley, Robert W. Bruns Hearing Site: Phoenix, AZ
| | $71,532 |
09-05797 | 10/14/2010 | Claimant(s): Christopher Durham, Norris Durham, Durham Family Trust dated 10/30/96, Durham Family Trust of Scottsdale, AZ Claimant Lawyers(s): Shana M. Rugani Respondent(s): Glenn Foerster, Pamela Lawson, Robert Lawson, Lawson Financial Corporation Respondent Lawyers(s): Michael Freedman Arbitrator(s): Stephen J. Taddie, W. Michael Kelley, Steven M. Guttell Hearing Site: Phoenix, AZ
| | $277,500 |
09-05095 | 02/17/2010 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Maria Melissa T. Astudillo Respondent(s): George Mahfouz Respondent Lawyers(s): George E. Mahfouz Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
| | $0 |
07-02456 | 05/19/2008 | Claimant(s): Barry Blank, Brothers Oil & Gas. Claimant Lawyers(s): Hartley Bernstein Respondent(s): James Rizzo, Sterne, Agee & Leach. Respondent Lawyers(s): Peter J. Tepley Arbitrator(s): Allan D. Breyer, W. Michael Kelley, Thom E. Page Hearing Site: Phoenix, AZ
| | $0 |