12-04356 | 04/14/2014 | Claimant(s): David Lugo Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services of PR Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Martin A. Feigenbaum, Gerald Silverman, Michael E. Pearson Hearing Site: San Juan, PR
| | |
10-04582 | 03/27/2014 | Claimant(s): Lewis Robinson Claimant Lawyers(s): Josh M. Rubens Respondent(s): UBS Financial Services Inc., UBS Partner Plus Plan Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Martin A. Feigenbaum, Mark A Bilawsky, Brett Matthew Logan Hearing Site: Miami, FL
| | |
12-00085 | 07/08/2013 | Claimant(s): Valerie Ward Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Luis Scott, PFS Investments Inc. Respondent Lawyers(s): Brett A. Rogers, Mark F. Raymond Arbitrator(s): Martin A. Feigenbaum, Elena G. Rodriguez, Joseph Michael Matthews Hearing Site: Miami, FL
| | $0 |
11-02694 | 03/22/2013 | Claimant(s): Jose Ruiz Soto Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., of PR Respondent Lawyers(s): Robert C. Quinones-Rivera Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Rex D.K. Seymour Hearing Site: San Juan, PR
| | Expungement |
11-01716 | 02/27/2013 | Claimant(s): Maria Berrios Claimant Lawyers(s): Joshua A. Katz Respondent(s): UBS Financial Services Inc., Oriental Financial Services Corp., UBS Financial Services of Puerto Rico Respondent Lawyers(s): Alfredo Fernandez Martinez, Nanette Berrios-Haddock, Robert C. Quinones Arbitrator(s): Martin A. Feigenbaum, Jerrold Levine, Michael E. Pearson Hearing Site: San Juan, PR
| | Expungement |
06-04252 | 12/15/2008 | Claimant(s): Michael Cohen Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Joseph J. Sullivan Arbitrator(s): Guy K. Stewart, Martin A. Feigenbaum, Bernice Leah Stander Hearing Site: Boca Raton, FL
| | |