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FINRA Awards for Susan M. Thevenet

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0066603/28/2011Claimant(s): Albert Wood, Anne Solis, Gene Chantler, Gloria Roder, Lydia Wood, Mark Simmons, Matthew Fieber, Ronald Gonzales, Estate of Virginia Lasher
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Jeremy Hart
Respondent Lawyers(s): Jeremy Michael Hart
Arbitrator(s): Susan M. Thevenet
Hearing Site: Denver, CO
Checkmark Icon$6,961,430
09-0443911/08/2010Claimant(s): Alice Potter
Claimant Lawyers(s): David Liebrader
Respondent(s): Clyde Benninghoff
Respondent Lawyers(s): Arthur I. Jacobs
Arbitrator(s): Susan M. Thevenet, Paul A. Krepinski, Samuel Clinton O'Daniel
Hearing Site: Denver, CO
Checkmark Icon$873,518
07-0007407/03/2008Claimant(s): Daryl Scheaffer, Jane Specketer, John Hartman, Leslie Davis, Linda Scheaffer, Paul Prymak, Ritchie Smith, Tedd Sabus, Anthony J. and Patricia A. Pisani, Christopher D. and Sandra M. Olson, Darrel W. and Vera J. Longley, Daryl and Linda Scheaffer, John and Lillian Prymak, Preston and Sheila Smith, Richard Brice & Paula Higgens-Brice, Robert and Brenda Daley, Robert and Evelyn Toro, Robert and Velva Weston, William E. and Toni A. Brock, Rev. Living Trust of Sammy J. Martinez
Claimant Lawyers(s): William R. Fishman
Respondent(s): Mutual Service Corporation, Contemporary Financial Solutions
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Susan M. Thevenet, Deanna M. Tuley, Patti Fellows Peters
Hearing Site: Denver, CO
Checkmark Icon$919,740
07-0351905/23/2008Claimant(s): Marc. Saunders, Terri Saunders
Claimant Lawyers(s): Kenneth B. Siegel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Susan M. Thevenet, Steven Meyrich, Martha Jeanne Wilcoxson
Hearing Site: Denver, CO

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