Potomac Analytics' Logo

FINRA Awards for AXA Network

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0011006/02/2014Claimant(s): AXA Advisors, AXA Network, L.L.C
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Michael Grattan
Respondent Lawyers(s): Michael Ziegler
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL
09-0231603/09/2011Claimant(s): Jay Wilen, Robert Paff
Claimant Lawyers(s): David W. Erb
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Kenneth O'Connor
Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord
Hearing Site: Baltimore, MD

12 Results

Display: