FINRA Awards for David M. Belcher

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Displaying 21-24 out of 24 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-03455	04/14/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Richmond Ashley Respondent Lawyers(s): Richmond A. Ashley Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman Hearing Site: Chicago, IL
08-01785	12/23/2008	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Kenneth Cusse Respondent Lawyers(s): Kenneth L. Cusse Arbitrator(s): Frank C. Fogl, David L. Hoffberg, Catherine Grantier Cooley Hearing Site: Buffalo, NY
07-01194	11/06/2008	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): David Fowler, Donna Furgal, Eric Wasson, NEXT Financial Group. Respondent Lawyers(s): Ami Shah Arbitrator(s): Marilyn H. Zuckerman, Laura M. Nelson, Alan Harry Roth Hearing Site: Boston, MA
08-00456	08/14/2008	Claimant(s): CCO Investment Services Corp Claimant Lawyers(s): David M. Belcher Respondent(s): Citigroup Global Markets., Peter Coley Respondent Lawyers(s): David A. Stein Arbitrator(s): Richard J. Grahn, Joseph F. Meldon, Andrea J. Goldman Hearing Site: Boston, MA