FINRA Awards for Richard E. Castiglioni

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-02722	03/10/2017	Claimant(s): First Standard Financial Company LLC Claimant Lawyers(s): Michael S. Colombo Respondent(s): Joel Benanti Respondent Lawyers(s): Joel Anthony Benanti Arbitrator(s): Richard E. Castiglioni Hearing Site: New York, NY
15-00762	10/13/2016	Claimant(s): Tokena Corporation Claimant Lawyers(s): Jonathan Kurta Respondent(s): Next Financial Group. Respondent Lawyers(s): David J. Freniere Arbitrator(s): Robert Titus, Shari B. Broder, Richard E. Castiglioni Hearing Site: Manchester, NH		Expungement
15-02291	06/01/2016	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Christopher M. Rodriguez Respondent(s): Robert Tricarico Respondent Lawyers(s): Robert N. Tricarico Arbitrator(s): Richard E. Castiglioni Hearing Site: New York, NY
13-00088	03/19/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Anthony Manougian Respondent Lawyers(s): Anthony Manougian Arbitrator(s): Alan A. Gray, Richard E. Castiglioni, David J. Weisenfeld Hearing Site: New York, NY
08-01675	05/11/2009	Claimant(s): Walter and Hanni L. Lion Claimant Lawyers(s): Steven B. Caruso Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): David A. King Arbitrator(s): Joan M. Traub, Farrell C. Glasser, Richard E. Castiglioni Hearing Site: New York, NY		$0