FINRA Awards for Terry F. Peppard

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Displaying 31-35 out of 35 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01943	04/13/2011	Claimant(s): David Lehrer Claimant Lawyers(s): David Lehrer Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Brooke D. Anthony Arbitrator(s): Terry F. Peppard, Susan H. Schleisner, Gary L. Grolle Hearing Site: Milwaukee, WI
10-03010	01/19/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jim Van Dyke Respondent(s): Michael Gant Respondent Lawyers(s): Michael Wayne Gant Arbitrator(s): Terry F. Peppard Hearing Site: Indianapolis, IN
09-06155	01/14/2011	Claimant(s): John A. Winter IRA, Margie M. Winter IRA, John A. Winter & Margie M. Winter, John A. Winter 401K Plan Claimant Lawyers(s): John Winter Respondent(s): Robert W. Baird & Co. Incorporated, Thomas Waldkirch Respondent Lawyers(s): Gregory G. Wille Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell Hearing Site: Milwaukee, WI		$0
10-00558	01/13/2011	Claimant(s): Antoinette Guenther, Antoinette S. Guenther Revocable Trust Claimant Lawyers(s): Richard J. Gerace Respondent(s): Richard Schilffarth, RBC Capital Markets LLC, B. C. Ziegler and Company Respondent Lawyers(s): Carolyn Guy, Jonathan W. Hackbarth, Nancy L. Hendrickson Arbitrator(s): Terry F. Peppard, Donald V. Anderson, James P. O'Donnell Hearing Site: Milwaukee, WI		$0
07-01577	11/02/2007	Claimant(s): Tom W. White & Jane C. White JT TEN Claimant Lawyers(s): Tom William White Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning Arbitrator(s): Terry F. Peppard Hearing Site: Milwaukee, WI		$0