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FINRA Awards for U.S. Bancorp Investments.

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Displaying 91-95 out of 95 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0570609/24/2010Claimant(s): The Luckett Family Trust
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Bill Swinford
Hearing Site: Louisville, KY
Checkmark Icon$0
09-0474808/27/2010Claimant(s): James Riley
Claimant Lawyers(s): James P. McCrocklin
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Russell S. Sayre
Arbitrator(s): Leah A. Murray
Hearing Site: Louisville, KY
07-0316112/08/2009Claimant(s): Mark Bowman
Claimant Lawyers(s): Mark J. Appleton
Respondent(s): Wells Fargo Investments, U.S. Bancorp Investments.
Respondent Lawyers(s): John S. Lutz, Lee Merreot
Arbitrator(s): Steven Meyrich, Patti Fellows Peters, David L. Erickson
Hearing Site: Denver, CO
09-0203912/01/2009Claimant(s): Lee Crawford
Claimant Lawyers(s): Lee Ryan Crawford
Respondent(s): Deborah Calder, U.S. Bancorp Investments.
Respondent Lawyers(s): Jill R. Yutzy
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
Checkmark Icon$1
08-0458105/28/2009Claimant(s): Stewart Mcfadden
Claimant Lawyers(s): Stewart McFadden
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO

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