| 09-02703 | 06/03/2010 | Claimant(s): William Tolson, William E. Tolson 2006 Rev Inter-Vivos T
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Howard Pearlman, Wachovia Capital Markets
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Frank R Weaver, Robert M. Lubin, Alan Richard Carlisle
Hearing Site: San Francisco, CA
|  | Expungement |
| 09-03365 | 04/26/2010 | Claimant(s): Judy Lipinski, William Lipinski, Judy A. Linpinski as TTEE of the Judy A., William A. Lipinski, TTEE of the William
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Stifel, Nicolaus & Co.., Donald Meyer
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Michael S. Matek, Robert P. Bramnik, Leon Fox
Hearing Site: Chicago, IL
| | $0 |
| 09-01606 | 03/09/2010 | Claimant(s): Robert Jones
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Ford
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Charles D. Underwood, Robin R. Mathews, Matthew Harold Fields
Hearing Site: Columbus, OH
| | $568,798 |
| 06-02137 | 04/03/2008 | Claimant(s): Wayne D. and H. Kaye McCullough
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): James Barnett, Jane Smith, Jane B. Smith, CFP & Associates., Jefferson Pilot Securities Corporation
Respondent Lawyers(s): Alan M. Herman, Andrew V. Tramont
Arbitrator(s): Glenn A. Clinefelter, Wendy J. Reyner, Laura Puccia Valtorta
Hearing Site: Columbia, SC
| | Expungement |
