FINRA Awards for Michael L. Lyons

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Displaying 21-25 out of 25 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00381	04/17/2009	Claimant(s): Pana Merchant Claimant Lawyers(s): Matthew Clement Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Michael L. Lyons, R. Phillip Reed, Michael William Petty Hearing Site: St. Louis, MO		$0
07-01495	03/23/2009	Claimant(s): Phillip Rein Claimant Lawyers(s): Peter J. Mougey Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): M. Jane Matoesian Arbitrator(s): Edwin R. Cohen, Michael L. Lyons, Albert J. Haller Hearing Site: St. Louis, MO		$220,944
07-02976	09/15/2008	Claimant(s): Mary Sammelman Claimant Lawyers(s): Steven Koslovsky Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Carrie J. Bechtold Arbitrator(s): Michael L. Lyons, Sean Patrick Abernathy, Stuart W. Smith Hearing Site: St. Louis, MO		$0
08-00724	08/27/2008	Claimant(s): Gerry Kessler Claimant Lawyers(s): Howard W. Hirschhorn Respondent(s): William Cody Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): Michael L. Lyons, Thomas J. Ray, Mark E. Kessinger Hearing Site: St. Louis, MO		$0
06-02945	09/20/2007	Claimant(s): David Peterson, IRA, David and Grace Peterson Claimant Lawyers(s): Jeffrey J. Lowe Respondent(s): A.G. Edwards & Sons., William Ferry Respondent Lawyers(s): William Patrick Ferry, William S. Port Arbitrator(s): Michael L. Lyons, Edward C. Lawrence, Richard D. Link Hearing Site: St. Louis, MO		$5,600