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FINRA Awards for Suntrust Investment Services.

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0066403/09/2009Claimant(s): Uzo Chima
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Suntrust Investment Services.
Respondent Lawyers(s): Jeffrey W. Willis
Arbitrator(s): E. William Pastor, Gerald B. Marcovsky, Judith A. Ashley
Hearing Site: Baltimore, MD
07-0001512/18/2007Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services.
Claimant Lawyers(s): Nathan L. Garroway
Respondent(s): Gary Brochin
Respondent Lawyers(s): Jason W. Graham
Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch
Hearing Site: Atlanta, GA
07-0087311/23/2007Claimant(s): Gloria Yarborough
Claimant Lawyers(s): Gloria Jean Yarborough
Respondent(s): Lyle Finley, Suntrust Investment Services.
Respondent Lawyers(s): Carrie Anne Orlikowski
Arbitrator(s): Thomas W. Steed
Hearing Site: Raleigh, NC
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