| 10-04681 | 08/08/2012 | Claimant(s): William Kiefer
Claimant Lawyers(s): William Kiefer
Respondent(s): Fintegra
Respondent Lawyers(s): Sandra Smalley-Fleming
Arbitrator(s): Gerald M. Gifford, Brett W. Olander, Leo G. Stern
Hearing Site: Minneapolis, MN
| | |
| 11-01508 | 09/29/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William McGuane
Respondent Lawyers(s): William McGuane
Arbitrator(s): Leo G. Stern
Hearing Site: Des Moines, IA
| | |
| 09-03299 | 06/29/2011 | Claimant(s): Joel LeVahn, Jolene LeVahn
Claimant Lawyers(s): Lisa M. Lamm
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Eckerline
Respondent Lawyers(s): Jaime H. Scivley
Arbitrator(s): Roger D. Johnson, Joan L. Volz, Leo G. Stern
Hearing Site: Minneapolis, MN
|  | $0 |
| 09-03577 | 05/19/2010 | Claimant(s): Richard Johnson
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Michael Wittenberg
Respondent Lawyers(s): Michael Scott Wittenberg
Arbitrator(s): Lawrence R. Commers, John R. Kelly, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $170,521 |
| 09-05803 | 04/20/2010 | Claimant(s): Winona State University Foundation
Claimant Lawyers(s): Kent A. Gernander
Respondent(s): Brian Thurow, Edward Jones
Respondent Lawyers(s): Jonathan M. Harris
Arbitrator(s): Jerry M. Helfand, Natalie A. Roberts, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 07-01847 | 02/02/2009 | Claimant(s): Lynn Mershon
Claimant Lawyers(s): David H. Correll
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Thomas F. Mahoney, Christopher Daniel Gryzen, Leo G. Stern
Hearing Site: Des Moines, IA
| | $300 |
| 08-01564 | 11/20/2008 | Claimant(s): Cobra Trading.
Claimant Lawyers(s): Bradley M. Orschel
Respondent(s): Beverly Milnar
Respondent Lawyers(s): Chad A. Snyder
Arbitrator(s): Mark S. Gleason, Richard W. Thiele, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
