| 18-04030 | 08/07/2020 | Claimant(s): Inversiones Aida y Luis Inc., a/k/a
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): Sherry R. Wetsch, William Gilbert Faulk, Mark J. McCarthy
Hearing Site: San Juan, PR
|  | $0 |
| 20-00226 | 07/20/2020 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Sonia M. Lopez-Del Valle
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
| | |
| 20-00327 | 07/07/2020 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 17-01926 | 06/19/2020 | Claimant(s): Conchita Blondet, Lillian Blondet, Ricardo Blondet, Estate (Sucesion) of Juan H. Blondet
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard A. Becker, Richard R. Logsdon, Kimberly A. Gilmour
Hearing Site: San Juan, PR
| | Settlement |
| 19-03322 | 06/10/2020 | Claimant(s): Haydee Delgado
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 19-01565 | 04/27/2020 | Claimant(s): Arnaldo Garcia and Sylvia Martinez, Daniel, Eduardo and Barbara Martinez, Eduardo Martinez and Barbara Martinez
Claimant Lawyers(s): Osvaldo Carlo
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): JoAnne Lewis Nolte, Joseph Neal Richardson, Marc H. Baer
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206/12504 |
| 19-02224 | 04/07/2020 | Claimant(s): Jose Lorenzo and Rosalia Torres
Claimant Lawyers(s): Marcos O. Valls-Sanchez
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Viviana Aldous
Arbitrator(s): Joyce A. Mitchell
Hearing Site: San Juan, PR
| | Settlement |
| 19-01124 | 03/24/2020 | Claimant(s): Cristina Quiles Santos, Mariano Betancourt Figueroa
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Dineo Coleman Gary
Hearing Site: San Juan, PR
| | $37,600 |
| 19-02348 | 03/05/2020 | Claimant(s): Francisco Landivar
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez Del Valle
Arbitrator(s): Nancy J. Cliff
Hearing Site: San Juan, PR
| | |
| 19-02980 | 02/24/2020 | Claimant(s): Amparo Mendez Class
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Mauricio O. Muniz Luciano
Arbitrator(s): Eric Ross Cromartie
Hearing Site: San Juan, PR
| | $50,600 |
