| 20-02458 | 05/07/2021 | Claimant(s): Orlando Perez, Viviana Perez Cordero
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 20-03523 | 04/02/2021 | Claimant(s): Shannon Sweeney
Claimant Lawyers(s): Shannon Sweeney
Respondent(s): Acorns Securities
Respondent Lawyers(s): Jack M. McNeily
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
|  | $0 |
| 16-02338 | 03/26/2021 | Claimant(s): Carlos Bolet Alvarez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Santander Securities
Respondent Lawyers(s): Diego Murgia-Diaz
Arbitrator(s): Robert J. Gregory, Julius P. Terrell, Melissa Nycole Hearon
Hearing Site: San Juan, PR
| | Dismissed by Rule 12212(c) |
| 20-03021 | 03/24/2021 | Claimant(s): Hector Gonzalez
Claimant Lawyers(s): Viviana I. Gonzalez-Irizarry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 20-00858 | 03/15/2021 | Claimant(s): William Serralles
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR
| | |
| 20-03657 | 03/12/2021 | Claimant(s): Jose Chaves
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
| | |
| 20-02248 | 03/09/2021 | Claimant(s): Karen Vargas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey Medina Velez
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 19-01630 | 02/22/2021 | Claimant(s): Manuel Diaz
Claimant Lawyers(s): Luis E. Minana
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Carlos Bobonis-Gonzalez
Arbitrator(s): Gloria O. North, Howard B. Scherer, Brian James Tagtmeier
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206(a) |
| 20-02742 | 02/19/2021 | Claimant(s): Jeffrey Rodriguez-Aponte
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Gerald Silverman
Hearing Site: San Juan, PR
| | |
| 20-01856 | 02/18/2021 | Claimant(s): RICARDO EBOLI-KODESH
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Christopher J. Klein
Hearing Site: San Juan, PR
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