| 17-02450 | 06/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Polese
Respondent Lawyers(s): James S Polese
Arbitrator(s): Andrea J. Goldman
Hearing Site: Boston, MA
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| 17-01958 | 04/19/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Barry Connell
Respondent Lawyers(s): Barry Franklin Connell
Arbitrator(s): James M. Baumann, Efren Cleofe, Joseph H. Cerame
Hearing Site: Newark, NJ
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| 17-02572 | 04/12/2018 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Polese
Respondent Lawyers(s): James S Polese
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
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| 16-01328 | 02/15/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Note Hold
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Taylor
Respondent Lawyers(s): James Crosby Taylor
Arbitrator(s): Robert A. Dean, James L. Warren, John Andrew Johnson
Hearing Site: Birmingham, AL
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| 17-02405 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ellen Donnelly
Respondent Lawyers(s): Ellen Jane Donnelly
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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| 17-01802 | 11/01/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Barry Connell
Respondent Lawyers(s): Barry Franklin Connell
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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| 16-03466 | 05/31/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Gregg Weiss
Respondent Lawyers(s): Gregg Brian Weiss
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
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| 15-02049 | 05/27/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Jay Eurich
Respondent Lawyers(s): Jay Todd Eurich
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 14-03808 | 09/11/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
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| 14-00427 | 05/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Anthony Dutter
Respondent Lawyers(s): Anthony Ryan Dutter
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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