| 08-01799 | 01/27/2009 | Claimant(s): Alice Perdue
Claimant Lawyers(s): Alice Perdue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Lori Ann Romeo
Hearing Site: New York, NY
|  | $0 |
| 07-02363 | 12/03/2008 | Claimant(s): Robert Roulette, Sharon Roulette
Claimant Lawyers(s): R. George Burnett
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Gordon B. Shneider, Donald V. Anderson, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | $25,840 |
| 07-02971 | 11/25/2008 | Claimant(s): Gail Berger
Claimant Lawyers(s): Lee H. Tockman
Respondent(s): Delmar Austin, Kenneth Rohr, Merrill Lynch Pierce Fenner & Smith Inc., Nora Winsberg, Timothy Cunningham
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Michael S. Matek, Frederic M. Rizzo, Irving A. Chesler
Hearing Site: Chicago, IL
| | $0 |
| 07-01474 | 01/15/2008 | Claimant(s): Norman Schlesinger
Claimant Lawyers(s): Norman M. Schlesinger
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Lori Ann Romeo
Hearing Site: New York, NY
| | $213 |
| 06-03595 | 12/17/2007 | Claimant(s): Harold Heussner, Marjorie Heussner
Claimant Lawyers(s): Robert A. McCall
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Joseph S. Moynihan, Sandra J. Budnick, Peter J. Henning
Hearing Site: Detroit, MI
| | $0 |
