Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01731 | 12/04/2013 | Claimant(s): Jerome Miller Claimant Lawyers(s): Jerome Miller Respondent(s): Morgan Stanley Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA |  | $0 |
| 13-01421 | 09/04/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Richard Schilling Respondent Lawyers(s): Richard Earl Schilling Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 12-01371 | 10/16/2012 | Claimant(s): Carl Davis Claimant Lawyers(s): David M. White Respondent(s): John Miller Respondent Lawyers(s): John Stenning Miller Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | | Dismissed by Rule 12206 |
| 11-00202 | 06/01/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Nicki Samson Respondent(s): Respondent Lawyers(s): Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 10-04015 | 01/21/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): August "Jamie" H. Schupp Respondent(s): Peter Jelstrom Respondent Lawyers(s): Peter Lindsay Jelstrom Arbitrator(s): Steven T. Stern Hearing Site: Philadelphia, PA | ||
| 08-02857 | 12/28/2009 | Claimant(s): GSI Commerce Solutions. Claimant Lawyers(s): James T. Smith Respondent(s): Joseph Arena, Kurt Locher, Neil Greenspan, Sanford Haber Respondent Lawyers(s): Robert W. Gaffey, Theodore A. Krebsbach Arbitrator(s): Steven T. Stern, Catherine S. Kopley, Shelley J. Michaels Hearing Site: Philadelphia, PA | | $0 |
| 07-03268 | 09/12/2008 | Claimant(s): Scott Champion Claimant Lawyers(s): Steven T. Stern Respondent(s): Securities America. Respondent Lawyers(s): Denis C. Dice Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA |