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FINRA Awards for BGC Financial

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0212412/19/2014Claimant(s): Raymond Walton
Claimant Lawyers(s): Nancy Temple
Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P.
Respondent Lawyers(s): David E. Schoenfeld
Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer
Hearing Site: Chicago, IL
11-0141301/11/2013Claimant(s): Tullett Prebon Americas Corp., Tullett Prebon Financial Services LLC
Claimant Lawyers(s): Robert M. Abrahams
Respondent(s): Anthony Arcabascio, Charles Comparetto, Gregory Golden, Michael Palladino, Pierce Ryan, Richard Clarkson, Robert Steiniger, Thomas Killeen, Timothy Horan, BGC Financial, L.P.
Respondent Lawyers(s): Eric Seiler, Nicholas J. Boyle
Arbitrator(s): Paul K. Barenholtz, Martin H. Zern, Anthony Dennis Perri
Hearing Site: New York, NY
08-0124912/31/2008Claimant(s): Brendan Cooney
Claimant Lawyers(s): Sean R. Kelly
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Andrew M. Kofsky
Arbitrator(s): Madelon M. Rosenfeld
Hearing Site: New York, NY

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