Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04093 | 03/08/2011 | Claimant(s): Emmett Carter Claimant Lawyers(s): W. Andrew Clayton Respondent(s): James Holdman, Penson Financial Services. Respondent Lawyers(s): MacAllynn J. Achee, Mark G. Hanchet Arbitrator(s): Daniel Eugene Bivins, Frederick S. Duncan, Frank A. Little, Jr. Hearing Site: New Orleans, LA |  | $869,170 |
| 09-04960 | 10/18/2010 | Claimant(s): Marc Wolff, Wolff Investment Planning Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Moors & Cabot. Respondent Lawyers(s): David L. Ward Arbitrator(s): Russell W. Merriman, Lawrence Zenville Rosenberg, Robert Knickerbocker Hearing Site: Tampa, FL | ||
| 08-04321 | 02/01/2010 | Claimant(s): Abid A. Shah Trust UAD 9/12/92 Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Clyde McMullen, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Matthew Wolper Arbitrator(s): Edith N. Dinneen, Jack A. Helms, Keith M. Crouse Hearing Site: Tampa, FL | | $255,000 |