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FINRA Awards for Emmett Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0409303/08/2011Claimant(s): Emmett Carter
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): James Holdman, Penson Financial Services.
Respondent Lawyers(s): MacAllynn J. Achee, Mark G. Hanchet
Arbitrator(s): Daniel Eugene Bivins, Frederick S. Duncan, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
Checkmark Icon$869,170

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