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FINRA Awards for Columbus, OH

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Displaying 111-114 out of 114 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0198301/25/2008Claimant(s): Michael D. Meyers & Mary C. Meyers
Claimant Lawyers(s): Michael D. Meyers
Respondent(s): Ameriprise Advisor Services., Jay Wireman
Respondent Lawyers(s): Donald P. Wray
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
Checkmark Icon$16,929
06-0042912/20/2007Claimant(s): Marvice Dodds, Mary Dodds, Dodds Body Works., Marvice & Mary Dodds TTEE Dodds
Claimant Lawyers(s): Francis A. Kovacs
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Susan K. Hollenbach, Mary D. Stevenson, Richard R. Edmister
Hearing Site: Columbus, OH
Checkmark Icon$0
07-0006812/03/2007Claimant(s): Mehrdad Pourfarhadi
Claimant Lawyers(s): Marcell Rose Anthony
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Kevin R. McDermott, W. Sean Kelleher, Daniel R. LaMacchia
Hearing Site: Columbus, OH
Checkmark Icon$0
06-0411211/12/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Bret Swisher
Respondent Lawyers(s): Bret A. Swisher
Arbitrator(s): James A. Melfi, John B. Glueckert, Marc E. Henn
Hearing Site: Columbus, OH

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