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FINRA Awards for Bret Swisher

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0411211/12/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Bret Swisher
Respondent Lawyers(s): Bret A. Swisher
Arbitrator(s): James A. Melfi, John B. Glueckert, Marc E. Henn
Hearing Site: Columbus, OH

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