| 09-06198 | 10/04/2010 | Claimant(s): Carol West
Claimant Lawyers(s): Carol West
Respondent(s): Martin Gates, Omni Brokerage., Western America Brokerage LLC
Respondent Lawyers(s): Patrick L. Hinton, Rebecca E. Delany
Arbitrator(s): Jonathan Holman Hathaway, Benjamin Slomoff, Edward J. Harkins
Hearing Site: San Francisco, CA
|  | Expungement |
| 09-05230 | 09/15/2010 | Claimant(s): The Beaty Revocable Survivor's Trust
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Jonathan Holman Hathaway, John J. Fitzpatrick, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
| | $0 |
| 10-00035 | 07/27/2010 | Claimant(s): Robert Turak
Claimant Lawyers(s): Robert B. Turak
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
| | $0 |
| 09-03935 | 05/27/2010 | Claimant(s): John Jones
Claimant Lawyers(s): Matthew K. Edling
Respondent(s): Wells Fargo Investments, Evan Sanchez, Robert Lenz
Respondent Lawyers(s): Eric G. Wallis
Arbitrator(s): Charles E. Farnsworth, Jonathan Holman Hathaway, Homer L. Davis
Hearing Site: San Francisco, CA
| | $140,250 |
| 09-02994 | 03/09/2010 | Claimant(s): Mahin Vadi & Cyrus Bahram Soltani
Claimant Lawyers(s): Reza Soltani
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John J. Vihstad
Arbitrator(s): Kathryn J. Toronto, Andrew R. Epstein, Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
| | $0 |
