18-04311 | 05/31/2019 | Claimant(s): Spartan Capital Securities, Llc Claimant Lawyers(s): Matthew Fiorovanti Respondent(s): Matthew Siliato Respondent Lawyers(s): Matthew Angelo Siliato Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY
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18-03913 | 05/16/2019 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J Shapren Respondent(s): Brandon Wahl Respondent Lawyers(s): Justin R. Marino Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY
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18-00082 | 04/04/2019 | Claimant(s): Joseph Stonbely Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Matthew N. Fiorovanti Arbitrator(s): James J. Fishman, Karimu F. Hill-Harvey, Charles F. Eisenhardt Hearing Site: New York, NY
| | Expungement |
18-00250 | 10/08/2018 | Claimant(s): George Schietinger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Deborah Burstein Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY
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17-02332 | 06/22/2018 | Claimant(s): Stephen Seremetis Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY
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17-00802 | 01/31/2018 | Claimant(s): Primary Capital Claimant Lawyers(s): Ross David Carmel Respondent(s): Joseph Fuller Respondent Lawyers(s): Joseph Patrick Fuller Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: New York, NY
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17-00343 | 06/19/2017 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Travis McGregor Respondent(s): Kenneth Helman Respondent Lawyers(s): Kenneth Michael Helman Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ
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16-00276 | 01/30/2017 | Claimant(s): James Hoffman Claimant Lawyers(s): Jonathan Kurta Respondent(s): Saimir Collaku Respondent Lawyers(s): Saimir Collaku Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Newark, NJ
| | $98,155 |
15-01328 | 11/11/2016 | Claimant(s): Ginger August, Mary August, Susan August-Brown, KC August Irrevocable Trust, Mary G. August Irrevocable Trust Claimant Lawyers(s): Sigmund D. Schutz Respondent(s): David Chambers, Ameriprise Financial Services., Luke Reinhard Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): Richard J. Grahn, Karimu F. Hill-Harvey Hearing Site: Augusta, ME
| | Expungement |
15-02319 | 06/16/2016 | Claimant(s): Camille Gagliardi Claimant Lawyers(s): Douglas A. Cho Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Kalusmeier Arbitrator(s): Karimu F. Hill-Harvey Hearing Site: Hartford, CT
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