FINRA Awards for John Franklin Udochi

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Displaying 11-13 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02932	05/26/2017	Claimant(s): DGP, The Donald G. Partrick, Sr. 2012 Irrevoc, The Partrick Family 2012 Irrevocable Tru Claimant Lawyers(s): Thomas J. McNamara Respondent(s): Christopher Walkley, Morgan Stanley Respondent Lawyers(s): Agnesa Mahmudi Arbitrator(s): William G. Binckes, Camille S. Cooper, John Franklin Udochi Hearing Site: New York, NY		Expungement
10-00637	03/09/2012	Claimant(s): Bristol Investment Fund, Ltd. Claimant Lawyers(s): Thomas J. Fleming Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Christine Costigan, Lowell D. Johnston, John Franklin Udochi Hearing Site: New York, NY		$0
09-00795	04/04/2011	Claimant(s): Joseph Neira Claimant Lawyers(s): Gary N. Moss Respondent(s): Michael Hartzman, Randi Mason, Bristol Financial Services., J.P. Morgan Clearing Corp., Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke, Steven B. Feigenbaum, Thomas Vays Arbitrator(s): Judith E. Gross, John Franklin Udochi, Martin A. Edelstein Hearing Site: New York, NY		Expungement