| 09-02961 | 09/27/2010 | Claimant(s): Grant Gifford, Healthright Partners
Claimant Lawyers(s): Mark W. Pugsley
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Heidi G. Goebel
Arbitrator(s): Richard J. Lawrence, Clifford N. Coury, Joseph J. Palmer
Hearing Site: Salt Lake City, UT
|  | $4,424,460 |
| 09-02054 | 07/09/2010 | Claimant(s): Brett Eliason, E. Finch, Veronique Eliason, Daydream Trading, NBF Capital
Claimant Lawyers(s): Matthew R. Lewis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): A. O. Headman, Richard J. Lawrence, Thomas R. Bromberg
Hearing Site: Salt Lake City, UT
| | $6,924,500 |
| 08-00658 | 07/30/2009 | Claimant(s): Jonathan Horne, Patricia Horne, JPH Enterprises, Vance B. Forsgren Family Trust
Claimant Lawyers(s): Jerome Romero
Respondent(s): Albert Alvey, Kevin Kunz, Investment Management Corporation
Respondent Lawyers(s): Kevin D. Kunz, William H. Christensen
Arbitrator(s): Richard J. Lawrence, John G. Manley, James D. Searles
Hearing Site: Salt Lake City, UT
| | $500,375 |
| 05-06525 | 06/18/2008 | Claimant(s): George Busse, Yvonne Busse, George D. Busse Trust
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Curt Roy Hineline
Arbitrator(s): John E. Plock, Richard J. Lawrence, Martha Jeanne Wilcoxson
Hearing Site: Cheyenne, WY
| | $0 |
