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FINRA Awards for PNC Investments

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Displaying 41-46 out of 46 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0332702/14/2011Claimant(s): Gina Dipietro
Claimant Lawyers(s): Gina M DIPietro
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
09-0417512/15/2009Claimant(s): Estate of Norma L. Marks
Claimant Lawyers(s): Alan Gilmore
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Michael E. Scullin
Hearing Site: Philadelphia, PA
Checkmark Icon$213
08-0170406/19/2009Claimant(s): Kim Hafner, Veronica Harrison
Claimant Lawyers(s): Michael W. Hoffman
Respondent(s): John Holodinski, Michael Elias, PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
Checkmark Icon$7,172
08-0098012/19/2008Claimant(s): Eddie Miller
Claimant Lawyers(s): Kenneth W. Scott
Respondent(s): Donna Haynes, James Popp, Sally Weinkam, Susan Meyers, PNC Investments
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West
Hearing Site: Cincinnati, OH
07-0330211/26/2008Claimant(s): PNC Investments
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Victor D. Loper and Lonyae Loper
Respondent Lawyers(s): Victor D. Loper
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
Checkmark Icon$0
07-0051010/26/2007Claimant(s): Eddie Miller
Claimant Lawyers(s): Eddie Lee Miller
Respondent(s): PNC Investments
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Lawrence Reginald Wagner, Gary P. Price, Jan M. West
Hearing Site: Louisville, KY

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