Potomac Analytics' Logo

FINRA Awards for David J. Hase

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0216106/10/2011Claimant(s): KCD Financial.
Claimant Lawyers(s): T. Wickham Schmidt
Respondent(s): James Hintz, Steven Salzman, American Beacon Partners.
Respondent Lawyers(s): Michael C. Barrows, Peter B. Shaeffer
Arbitrator(s): David J. Hase, Howard N. Rubin, Michael Davin Fischer
Hearing Site: Milwaukee, WI
06-0323204/23/2009Claimant(s): Barbara Irsch
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): United Securities Alliance., WMA Securities.
Respondent Lawyers(s): Jeffrey J. Cannella, William H. McLean
Arbitrator(s): David J. Hase, Sharon A. Green, James Lewis Molloy
Hearing Site: Milwaukee, WI
Checkmark Icon$227,300
07-0173108/01/2008Claimant(s): David Savoy
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Leonard Sellers, Brewer Financial Services
Respondent Lawyers(s): Amie B. Trupke, James B. Koch
Arbitrator(s): David J. Hase, Cindy Storm-Fischer, Lawrence Tepper
Hearing Site: Milwaukee, WI
Checkmark Icon$0

13 Results

Display: