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FINRA Awards for Madelyn A. Levy

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0092112/23/2008Claimant(s): James Derosa
Claimant Lawyers(s): Edward F. Broderick
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Richard W Berenger, Madelyn A. Levy, Karl Bosch
Hearing Site: New York, NY
04-0082504/29/2008Claimant(s): John La Spina
Claimant Lawyers(s): Brian Reis
Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company
Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe
Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor
Hearing Site: New York, NY
07-0094312/10/2007Claimant(s): Ralph Falls
Claimant Lawyers(s): Stewart D. Aaron
Respondent(s): Leerink Swann & Company
Respondent Lawyers(s): Christopher B. Kaczmarek
Arbitrator(s): Neil G. Gargiulo, Madelyn A. Levy, Martin H. Zern
Hearing Site: New York, NY

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