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FINRA Awards for Christopher A. Pickett

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0344409/23/2009Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Bruce Trang, Morgan Stanley & Co.
Respondent Lawyers(s): Peter M. Vial, Thomas V. Dulcich
Arbitrator(s): Thomas D. Loftus, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA
08-0403501/22/2009Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Marc Miller, Morgan Keegan & Company.
Respondent Lawyers(s): George L. Guerra, Shea O'Brien Hicks
Arbitrator(s): Paul Sidney Elliott, JD, Pamela Jeanne Rush, Jonathan H. Stein
Hearing Site: Tampa, FL
07-0253202/22/2008Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Giovanni Difiore
Respondent Lawyers(s): Gary J. Fernandez
Arbitrator(s): Mark E. Larson
Hearing Site: Chicago, IL

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