| 14-03096 | 03/27/2015 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
| | |
| 14-00800 | 03/27/2015 | Claimant(s): Michael Gregory Duke
Claimant Lawyers(s): Michael Duke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Cornelius C. Clancy, Diane Ciccone, Gordon M. Wase
Hearing Site: Philadelphia, PA
|  | $0 |
| 14-00346 | 02/26/2015 | Claimant(s): Davin Wenner
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | $0 |
| 14-00189 | 02/10/2015 | Claimant(s): Revocable Trust Agreement of RW&SH Herr
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | $94,500 |
| 14-00502 | 12/29/2014 | Claimant(s): James Walker
Claimant Lawyers(s): James F. Walker
Respondent(s): Wells Fargo Advisors, Richard Barcia
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
| | Expungement |
| 12-02191 | 10/23/2014 | Claimant(s): Sarah Metzinger
Claimant Lawyers(s): Robert S. Moraff
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis
Hearing Site: Newark, NJ
| | Expungement |
| 13-00808 | 10/07/2014 | Claimant(s): Vincent Vasta
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Morton S. Bunis, S. Charles Tabak, Richard C. Antonelli
Hearing Site: Newark, NJ
| | Expungement |
| 12-03753 | 08/07/2014 | Claimant(s): Celia Shecter
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael P. Marryshow, Patrick R. Westerkamp, Esq., Harold Yaskin
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-01707 | 05/30/2014 | Claimant(s): Susan Frankel
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-02582 | 04/23/2014 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
