Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00816 | 01/16/2013 | Claimant(s): Ziad Yaghnam Claimant Lawyers(s): Ziad Yaghnam Respondent(s): Morgan Stanley Respondent Lawyers(s): Marcie Mintz Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 11-04564 | 01/03/2013 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Ross D. Carmel Respondent(s): Lynn Guzek, Thomas Guzek Respondent Lawyers(s): Lynn Kristen Guzek, Thomas John Guzek Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ |  | $0 |
| 11-00681 | 04/26/2012 | Claimant(s): Beth Turkel Claimant Lawyers(s): Richard De Vita Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David G. Buffa Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | | Expungement |
| 11-02407 | 12/21/2011 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): David Lee Respondent(s): Albert Krauza Respondent Lawyers(s): Albert J Krauza Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 10-00922 | 12/19/2011 | Claimant(s): Nanik Panjwani Claimant Lawyers(s): James C. Jones Respondent(s): Scott Wetherby, PNC Investments Respondent Lawyers(s): Benjamin E. Widener Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | | $0 |
| 10-05264 | 12/16/2011 | Claimant(s): Mario Conforti Claimant Lawyers(s): Mark J. Brancato Respondent(s): Anthony Locascio, FSC Securities Corporation Respondent Lawyers(s): Justin I. Sacca, Robyn Silvermintz Arbitrator(s): Jerry P. DeNigris, Alan Shaw, Kenneth J. Horowitz Hearing Site: Newark, NJ | | $0 |
| 09-03306 | 04/12/2011 | Claimant(s): Henry Ostberg Claimant Lawyers(s): Herb Deutsch Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): George D. Sullivan Arbitrator(s): Walter C. Parrish, Kenneth J. Horowitz, Daniel A. Pinkus Hearing Site: Newark, NJ | | $0 |
| 09-03339 | 07/02/2010 | Claimant(s): Phillip Newman Claimant Lawyers(s): Brian M Cige Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Kathleen O'Malley Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 09-05484 | 04/20/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Chad Gottlieb Respondent(s): Jose Rosario Respondent Lawyers(s): Jose Rosario Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 08-03853 | 07/31/2009 | Claimant(s): Bernard Cohen Claimant Lawyers(s): David J. Butler Respondent(s): Estate of Joseph Moreno Respondent Lawyers(s): Jay Moreno Arbitrator(s): Linda T. Pellegrino, Nicholas J. Chopey, Kenneth J. Horowitz Hearing Site: Newark, NJ | Expungement |