FINRA Awards for Empire Financial Group.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00597	12/15/2008	Claimant(s): Nigel Roth Claimant Lawyers(s): Steven J. Gard Respondent(s): Donald Wojnowski, Empire Financial Group. Respondent Lawyers(s): Joshua A. Katz Arbitrator(s): Stuart Harvey Ziegler, Les R. Campbell, Theodore Israel Herold Hearing Site: Boca Raton, FL		$0
06-03931	02/06/2008	Claimant(s): Patricia Murphy Claimant Lawyers(s): Andrew O. Whiteman Respondent(s): Chintaman Dalvi, James Patten, Empire Financial Group., Greater Metropolitan Investment Serv., T.R. Winston & Company Respondent Lawyers(s): Eden L. Rohrer, James Patten, Richard C. Szuch, Sheryl M. Goski, Todd Zuckerbrod Arbitrator(s): Leon Henderson, Donald Cornelius Morrison, Alan L. Berger Hearing Site: Raleigh, NC		$1,165,800
07-01644	11/16/2007	Claimant(s): Joseph Padilla Claimant Lawyers(s): Irving M. Einhorn Respondent(s): Empire Financial Group. Respondent Lawyers(s): Gary A. Klein Arbitrator(s): Luther Delano Prater, David Maurer, Paul Frederick Meyer Hearing Site: Los Angeles, CA
07-00886	10/29/2007	Claimant(s): Empire Financial Group. Claimant Lawyers(s): Richard J. Babnick Respondent(s): David Mikhlin Respondent Lawyers(s): Raymond D. Radow Arbitrator(s): Stanley F. Meyerson, Arnold L. Goren, Marilyn J. Salzman Hearing Site: New York, NY