Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04810 | 06/16/2009 | Claimant(s): Michael Prevor Roth IRA Claimant Lawyers(s): Michael A. Prevor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): David Rich Hearing Site: Boca Raton, FL |  | $5,319 |
| 09-00256 | 06/08/2009 | Claimant(s): John Udovich Claimant Lawyers(s): John J. Udovich Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Ann Pinciss Berman Hearing Site: New York, NY | | $0 |
| 07-03394 | 06/04/2009 | Claimant(s): Henry Archer Claimant Lawyers(s): Henry W. Archer Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Sam Antar, Richard D. Levin, James M. Rhodes Hearing Site: New York, NY | | $0 |
| 09-00122 | 05/26/2009 | Claimant(s): Ganesh Khandpekar Claimant Lawyers(s): Ganesh Khandpekar Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Lynne T. Albert Hearing Site: Raleigh, NC | | $0 |
| 08-04081 | 05/08/2009 | Claimant(s): Robert Mendoza Claimant Lawyers(s): Robert Mendoza Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard M. Norman Hearing Site: Los Angeles, CA | | $2,377 |
| 08-04910 | 05/06/2009 | Claimant(s): Deborah Walsh Claimant Lawyers(s): Deborah C Walsh Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Denise L. Presley Hearing Site: Charlotte, NC | | $0 |
| 08-03633 | 05/05/2009 | Claimant(s): Dio Javier Claimant Lawyers(s): Dio B Javier Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): A. Joel Klein Hearing Site: Los Angeles, CA | | $3,615 |
| 08-03082 | 04/02/2009 | Claimant(s): Steven Chilinski Claimant Lawyers(s): Steven Chilinski Respondent(s): TD Ameritrade., Patrick Rowley Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): James B. Vessey Hearing Site: Milwaukee, WI | | $1,832 |
| 08-02999 | 03/27/2009 | Claimant(s): Viktor Kilchyk Claimant Lawyers(s): Viktor Kilchyk Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): F. Wesley Bowers Hearing Site: Indianapolis, IN | | $325 |
| 08-03084 | 02/03/2009 | Claimant(s): Cynthia Laughlin, Louis Hoggatt Claimant Lawyers(s): Louis N. Hoggatt Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Walton L. Huff Hearing Site: Houston, TX | | $0 |