| 10-05662 | 03/30/2012 | Claimant(s): Linda Stark
Claimant Lawyers(s): Linda A. Stark
Respondent(s): Charles Sleezer, Wachovia Securities Financial Network, Wells Fargo Advisors, Louis Siracusano, Robert Siracusano
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Howard Breindel, Dolores D. Balsamo, Paul Bennett Marrow
Hearing Site: New York, NY
|  | $0 |
| 08-04143 | 02/03/2010 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Mary Gail Gearns
Respondent(s): Vita Health of America
Respondent Lawyers(s): Ronald Feldstein
Arbitrator(s): Howard Breindel, Lynne M. Reid-McQueen, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 09-04070 | 12/29/2009 | Claimant(s): Manual Millan
Claimant Lawyers(s): Manual Millan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Howard Breindel
Hearing Site: New York, NY
| | $17,451 |
| 09-03337 | 12/08/2009 | Claimant(s): Mary Herzig
Claimant Lawyers(s): Mary Herzig
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Howard Breindel
Hearing Site: New York, NY
| | $690 |
| 08-04959 | 10/30/2009 | Claimant(s): Ellen Oxman
Claimant Lawyers(s): Stanley Alter
Respondent(s): Bert Iannone, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Peter C. Trent, Sanford S. Stevens, Howard Breindel
Hearing Site: New York, NY
| | $0 |
