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FINRA Awards for Michael J. Betts

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0327803/26/2024Claimant(s): Marianne Kuhlow
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Alexander Hall, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s):
Hearing Site: Cleveland, OH
Checkmark Icon$600
18-0412102/18/2020Claimant(s): Rosemary Lanzo
Claimant Lawyers(s): Michael J. Betts
Respondent(s): John Lisowski, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Stanley Yorsz
Arbitrator(s): Barry Goldman, Michael S. Berman, John Joseph Neely
Hearing Site: Pittsburgh, PA
Checkmark Icon$500,000
16-0052306/07/2017Claimant(s): Joseph Ritz, Susan Ritz
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael D. McDowell, Stuart C. Gaul, Carole Katz
Hearing Site: Pittsburgh, PA
Checkmark Icon$110,425
15-0336811/25/2016Claimant(s): Whitman Evans
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Charles Correal, Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Susan M. Thevenet, Richard W. Dissen, Miles David Braverman
Hearing Site: Pittsburgh, PA
Checkmark Icon$0

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