FINRA Awards for National Planning Corporation

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00416	03/05/2014	Claimant(s): R. Block Claimant Lawyers(s): Mark E. Maddox Respondent(s): National Planning Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Paul Lansing Hearing Site: Indianapolis, IN		$0
13-00053	11/21/2013	Claimant(s): Charles Fisher IRA Claimant Lawyers(s): Charles Fisher Respondent(s): National Planning Corporation Respondent Lawyers(s): Kristine R. Lucas Arbitrator(s): Wilbert H. Luck Hearing Site: Baltimore, MD		$0
12-00764	11/20/2013	Claimant(s): Ronnie Erickson, Stacy Erickson, Ronnie & Stacy Erickson Charitable Trust, Ronnie L. Erickson Trust, Stacy L. Erickson Trust Claimant Lawyers(s): Kristina L. Carlson Respondent(s): National Planning Corporation Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): Robert S. Burk, David A. Peterson, Susan M. Sanger Hearing Site: Minneapolis, MN		$6,157,880
12-00934	08/02/2013	Claimant(s): Fred Beaton, Fred S. Beaton Revocable Trust 3/30/87 Claimant Lawyers(s): Brian D. Miller Respondent(s): Brad Stark, Mission Wealth Management, National Planning Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Martin Olinick, Robert C. Forst, Milton N. Gross Hearing Site: Los Angeles, CA		$0
10-02986	01/19/2011	Claimant(s): Mary Cascio Claimant Lawyers(s): Mary P. Cascio Respondent(s): Eric Bond, National Planning Corporation Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA		$4,720