Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00723 | 05/21/2012 | Claimant(s): Dianna Crossman Claimant Lawyers(s): Andrew V. Tramont Respondent(s): Wells Fargo Advisors, Cynthia Kines Respondent Lawyers(s): Sara Soto Arbitrator(s): Cheryl E. Winton, Richard F. Lang, David Rich Hearing Site: Boca Raton, FL |  | Expungement |
| 08-04810 | 06/16/2009 | Claimant(s): Michael Prevor Roth IRA Claimant Lawyers(s): Michael A. Prevor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): David Rich Hearing Site: Boca Raton, FL | | $5,319 |
| 07-02447 | 08/14/2008 | Claimant(s): Bernice Kramer Claimant Lawyers(s): Scott L. Silver Respondent(s): Leighton Applefeld Respondent Lawyers(s): Leighton David Applefeld Arbitrator(s): Randy R. Freedman, Lanny M. Leff, David Rich Hearing Site: Boca Raton, FL | | $1,121,910 |