13-02946 | 08/13/2015 | Claimant(s): Laura Rappaport, Richard Rappaport Claimant Lawyers(s): Adam B. Wolf, Daniel J. Carr Respondent(s): John Pisapia, Chelsea Financial Services Respondent Lawyers(s): Theodore C. Peters Arbitrator(s): Ralph H. Erickson, Audrey H. Ruben, Jeffrey Wittenberg Hearing Site: Los Angeles, CA
| | Expungement |
10-01449 | 07/20/2011 | Claimant(s): Lang Velka, Philip Velka Claimant Lawyers(s): Lang Velka, Philip Velka Respondent(s): Christopher Beckett, James Orr, UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Audrey H. Ruben Hearing Site: Los Angeles, CA
| | Expungement |
08-00602 | 10/13/2009 | Claimant(s): Alvin Reiter Living Trust by Alvin Reite, Alvin Reiter MD Inc. DBT by Alvin Reiter Claimant Lawyers(s): William F. Davis Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Martin Mandel, Audrey H. Ruben, Henry Marris Wollman Hearing Site: Los Angeles, CA
| | $0 |
06-02604 | 02/02/2009 | Claimant(s): Thomas Turk, Thomas E. Turk Revoc. Trust, Thomas E. Turk Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Roy Norman, Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): John P. Cione, Lester G. Stiel, Audrey H. Ruben Hearing Site: San Diego, CA
| | $66,800 |