Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01827 | 09/16/2013 | Claimant(s): John Lott Claimant Lawyers(s): Charles M. Thompson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joyce F. Glucksman, Samuel C. Johnson, Laree Payne Kennedy Hearing Site: Birmingham, AL |  | Expungement |
| 10-00119 | 09/20/2011 | Claimant(s): Delana Blake Claimant Lawyers(s): J. Gusty Yearout Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm Respondent Lawyers(s): Brian C. Hale Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo Hearing Site: Birmingham, AL | | $190,000 |
| 08-04438 | 07/15/2010 | Claimant(s): Hossein Nilipour Claimant Lawyers(s): Stephen D. Heninger Respondent(s): TD Ameritrade., Jim Douglass Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven P. Gregory, Laree Payne Kennedy, Charles Lange Clark Hearing Site: Birmingham, AL | | Expungement |