Potomac Analytics' Logo

FINRA Awards for Daniel A. Kile

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0293610/01/2013Claimant(s): Scott Miller
Claimant Lawyers(s): Mark W. Bayer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Daniel A. Kile, Lawrence R. Maxwell, Joseph G. Werner
Hearing Site: Dallas, TX
Checkmark Icon$96,436
11-0403606/26/2013Claimant(s): Pansy Yankey
Claimant Lawyers(s): Nathan J Schwartz
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Clint A. Corrie
Arbitrator(s): Phillip Lee Scheldt, Daniel A. Kile, Patricia B. Lehtola
Hearing Site: Dallas, TX
Checkmark IconExpungement
09-0148503/24/2011Claimant(s): Adam C. Singer 2004 Trust U/A DTD 20FEB0
Claimant Lawyers(s): Scott A. Shanes
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Sharon J. Shumway
Arbitrator(s): Maxel (Bud) B. Silverberg, Daniel A. Kile, Richard Frederick Schaufert
Hearing Site: Dallas, TX
Checkmark Icon$450,000
07-0113105/21/2008Claimant(s): Betty Taylor
Claimant Lawyers(s): Shauna J. Wright
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): R. Dan Mitchell, Daniel A. Kile, Robert J. Gregory
Hearing Site: Dallas, TX
Checkmark Icon$1,400,000

4 Results

Display: