12-02936 | 10/01/2013 | Claimant(s): Scott Miller Claimant Lawyers(s): Mark W. Bayer Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Daniel A. Kile, Lawrence R. Maxwell, Joseph G. Werner Hearing Site: Dallas, TX
| | $96,436 |
11-04036 | 06/26/2013 | Claimant(s): Pansy Yankey Claimant Lawyers(s): Nathan J Schwartz Respondent(s): Southwest Securities. Respondent Lawyers(s): Clint A. Corrie Arbitrator(s): Phillip Lee Scheldt, Daniel A. Kile, Patricia B. Lehtola Hearing Site: Dallas, TX
| | Expungement |
09-01485 | 03/24/2011 | Claimant(s): Adam C. Singer 2004 Trust U/A DTD 20FEB0 Claimant Lawyers(s): Scott A. Shanes Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Sharon J. Shumway Arbitrator(s): Maxel (Bud) B. Silverberg, Daniel A. Kile, Richard Frederick Schaufert Hearing Site: Dallas, TX
| | $450,000 |
07-01131 | 05/21/2008 | Claimant(s): Betty Taylor Claimant Lawyers(s): Shauna J. Wright Respondent(s): Brookstreet Securities Corporation Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): R. Dan Mitchell, Daniel A. Kile, Robert J. Gregory Hearing Site: Dallas, TX
| | $1,400,000 |