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FINRA Awards for Roxann Romano

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0062810/13/2021Claimant(s): Anita Karsch, Estate of Alvin Ralph Karsch
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Morgan Stanley, Roxann Romano
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Richard A. Cini, Michael Jaffe, Brian John Gallagher
Hearing Site: New York, NY
Checkmark IconExpungement

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