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FINRA Awards for Roxann Romano

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0234003/04/2024Claimant(s): Roxann Romano
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY

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