| 23-03215 | 10/11/2024 | Claimant(s): Shanita Gray, Dinner with the Grays Incorporated
Claimant Lawyers(s): Shanita R. Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): John James Rubin, Susan Warshauer Kennicott, Elizabeth Berry West
Hearing Site: Atlanta, GA
|  | $0 |
| 21-01772 | 01/10/2024 | Claimant(s): Lindsay Francis, Maggie Browney, Wayne D. Miller Revocable Living Trust
Claimant Lawyers(s): Cortney S. Alexander
Respondent(s): Eric Hynden, UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Cassandra Kimberly Ward, Zoana Price, Abiola F Bankole-Hameed
Hearing Site: Atlanta, GA
| | $260,800 |
| 22-02024 | 10/24/2023 | Claimant(s): Scott Parker, Sharon Parker
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Sherry R. Wetsch, Lynne M. Gomez, Ashika S Brinkley
Hearing Site: Houston, TX
| | Expungement |
| 21-02932 | 09/15/2022 | Claimant(s): Rocky Wuyan, Ting Ma, Rocky Wuyan IRA, Ting Ma IRA, Wuyan Family Irrevocable Trust 11/6/12
Claimant Lawyers(s): Eric S. Pruitt
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Kathy A. Tatone, John William Kenesey, Mark W Solock
Hearing Site: Chicago, IL
| | $186,963 |
| 20-01556 | 12/03/2021 | Claimant(s): Alila Hollander
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 20-02764 | 10/14/2021 | Claimant(s): Richard Kincheloe
Claimant Lawyers(s): Samuel Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | $50,000 |
| 20-02829 | 12/30/2020 | Claimant(s): Angela Roessel
Claimant Lawyers(s): Angela S. Roessel
Respondent(s): Joseph Schirripa, UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Elizabeth Anne Moreno
Hearing Site: Los Angeles, CA
| | $0 |
