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FINRA Awards for Michael T. Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0336109/25/2018Claimant(s): Javier Melendez
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Adriana Pineiro, Morgan Stanley, Jorge Dalati, Luis Gonzalez Ocque, Miguel Gonzalez Ocque
Respondent Lawyers(s): Jaime Guttman, Jorge A. Mestre
Arbitrator(s): Martin A. Feigenbaum, Michael T. Williams, Nanci Sondra Landy
Hearing Site: Miami, FL
Checkmark Icon$0
09-0515706/11/2012Claimant(s): Linda Bassin Revocable Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Norry Luria, FMS Bonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Linda M. Granata, Richard S. Zaifert, Michael T. Williams
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award
07-0347612/05/2008Claimant(s): Virginia McGaughran, Omega Psychology Center.
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Steven N. Ainbinder, Michael T. Williams, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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