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FINRA Awards for Richard Weinberger

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0072109/23/2011Claimant(s): Ron Barry, Susan Barry
Claimant Lawyers(s): Ron Barry
Respondent(s): Kenneth Lynn, Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Stephen J. Storen, Richard Weinberger, Leah R. Marks
Hearing Site: New York, NY
Checkmark IconExpungement
09-0704406/09/2011Claimant(s): Lois Grumet
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Gary Schwarcz, Citigroup Global Markets.
Respondent Lawyers(s): Wayne H. Wink, William A. Hohauser
Arbitrator(s): Diane Getzler, Richard Weinberger, Stewart E. Winner
Hearing Site: New York, NY
Checkmark IconExpungement

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